[249 Disciplinary measures]
[249 Disciplinary measures]

(1)     If it appears to the [FCA] that an auditor has failed to comply with a duty imposed on him by trust scheme rules, [it may do one or more of the following—

(a)     disqualify the auditor from being the auditor of any authorised unit trust scheme[, authorised contractual scheme] or authorised open-ended investment company;

(b)     publish a statement to the effect that it appears to the FCA that the auditor has failed to comply with the duty;

(c)     impose on the auditor a penalty, payable to the FCA, of such amount as the FCA considers appropriate].

[(2)     Sections 345B to

263 . . .
270 . . .
271 . . .

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