126 Warning notices
126 Warning notices

[(1)     If the FCA proposes—

(a)     to impose a penalty on a person under section 123(2);

(b)     to publish a statement censuring a person under section 123(3);

(c)     to impose a temporary prohibition on an individual under section 123A(2)(a);

(d)     to impose a temporary prohibition on an individual under section 123A(2)(b);

(e)     to impose a permanent prohibition on an individual under section 123A(3); or

(f)     to impose a suspension or restriction in relation to a person under section 123B;

it must give the person a warning notice.]

(2)     A warning notice about a proposal to impose a penalty [under section 123] must state the amount of the proposed penalty.

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