[66A Misconduct: action by the FCA]
[66A Misconduct: action by the FCA]

[(1)     For the purposes of action by the FCA under section 66, a person is guilty of misconduct if any of conditions A to C is met in relation to the person.

(2)     Condition A is that—

(a)     the person has at any time failed to comply with rules made by the FCA under section 64A, and

(b)     at that time the person was—

(i)     an approved person, . . .

(ii)     an employee of a relevant [an] authorised person[, or

(iii)     a director of an authorised person].

(3)     Condition B is that—

(a)     the person has at any time been knowingly concerned in a contravention of a relevant requirement by an authorised person, and

(b)     at that time the person was—

(i)     an approved person in relation to the authorised person, . . .

(ii)     in the case of a relevant authorised person, an employee of the authorised person[, or

(iii)     a director of the authorised person].

(4)     In this section “relevant requirement” means a requirement—

(a)     imposed by or under this Act, . . .

. . .
64 . . .
65 . . .