[(1) For the purposes of action by the FCA under section 66, a person is guilty of misconduct if any of conditions A to C is met in relation to the person.
(2) Condition A is that—
(a) the person has at any time failed to comply with rules made by the FCA under section 64A, and
(b) at that time the person was—
(i) an approved person, . . .
(ii) an employee of a relevant [an] authorised person[, or
(iii) a director of an authorised person].
(3) Condition B is that—
(a) the person has at any time been knowingly concerned in a contravention of a relevant requirement by an authorised person, and
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