[143A FCA investment firms]

[Part 9C Prudential regulation of FCA Investment Firms]


[143A  FCA investment firms]

[(1)     In this Part, “FCA investment firm” means an investment firm that—

(a)     is an authorised person within the meaning of section 31(1)(a),

(b)     is not for the time being designated by the PRA under article 3 of the Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013 (SI 2013/556), and

(c)     has its registered office or, if it has no registered office, its head office in the United Kingdom.

(2)     But the following are not FCA investment firms—

(a)     a person excluded from the definition of

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