[137R Financial promotion rules]
[137R Financial promotion rules]

[(1)     The FCA may make rules applying to authorised persons about the communication by them, or their approval of the communication by others, of invitations or inducements—

(a)     to engage in investment activity, . . .

[(aa)     to engage in claims management activity, or]

(b)     to participate in a collective investment scheme.

(2)     Rules under this section may, in particular, make provision about the form and content of communications.

(3)     Subsection (1) applies only to communications which—

(a)     if made by a person other than an authorised person, without the approval of an authorised person, would contravene section 21(1), and

Popular documents