Distribution and administration

Distribution and administration guidance:

This Practice Note explains the Financial Conduct Authority (FCA)'s rules on systems, controls and records in relation to financial promotions (contained in the Conduct...

Practice Note

ARCHIVED: This archived Practice Note provides information on the data protection regime before 25 May 2018 and reflects the position under the Data Protection Act 1998...

Practice Note

Background to appropriateness requirements The Financial Conduct Authority’s (FCA) rules on 'appropriateness' and the appropriateness test (which are...

Practice Note

This Practice Note looks at exemptions from the financial promotion restriction which may be most relevant to financial services practice. These exemptions are not...

Practice Note