Listed company compliance

Listed company compliance guidance:

This Resource Note highlights relevant materials, commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the...

Practice Note

The non-executive director (NED) is not a statutory creation and is, essentially, a creature of corporate governance. There is no legal distinction in the Companies Act...

Practice Note

The concept of independence is key to provisions in the UK Corporate Governance Code (UKCG Code) on board effectiveness, including on board and board committee...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

This Practice Note covers the issues relating to pre-emption rights of shareholders of listed companies. A listed company has obligations pursuant to provisions of the...

Practice Note

A limited company that proposes to carry out a redemption of redeemable shares must comply with the provisions of the Companies Act 2006 (CA 2006). In addition to the...

Practice Note

This Practice Note looks at the regulatory information services regime through which an issuer whose transferable securities are admitted to trading on a regulated market...

Practice Note

There are rules within the Listing Rules (LR) of the Financial Conduct Authority (FCA) governing related party transactions which apply to companies with a premium...

Practice Note

This Practice Notice focuses on the two segments of the UK listing regime (standard and premium). It details the general listing requirements (for both a standard listing...

Practice Note

This guidance, dated July 2003 and updated in 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI) in association...

Practice Note

This guidance, dated January 2008 and updated in 2013, was produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI) to...

Practice Note

This note, dated October 2008 and updated in 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), provides...

Practice Note

This guidance, dated August 2004 and updated in 2013, was produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI),...

Practice Note

This guidance, dated July 2012, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI) to provide an industry view on the...

Practice Note

This guidance, dated May 2011, was produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI) to provide an industry view on...

Practice Note

This guidance, dated January 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), suggests ways in which...

Practice Note

This guidance, dated August 2004 and updated in 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), covers best...

Practice Note

This guidance, dated October 2014, was produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI) to provide an industry view...

Practice Note

This guidance, dated February 2002 and updated in 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), gives...

Practice Note

This guidance, dated July 2013, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), draws together the main...

Practice Note

This guidance, dated October 2004, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), looks to identify the...

Practice Note

This guidance, dated September 1996, produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI), reflects what is generally...

Practice Note

This Practice Note is for information only and focuses on the Model Code which used to be set out in the Listing Rules, published by the Financial Conduct Authority...

Practice Note

On 20 July 2017, the Prospectus Regulation (EU) 2017/1129 (Prospectus Regulation) came into force. It became fully applicable in the UK and other EU member states on 21...

Practice Note