Listed company compliance

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Listed company compliance guidance:

A company applying for admission to trading on AIM (AIM admission) must meet the requirements of the AIM Rules for Companies (AIM Rules) as well as complying with: • the...

Practice Note

This Practice Note summarises the law relating to the steps involved in preparing, identifying recipients and sending a notice of an annual general meeting (AGM). It...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, the...

Practice Note

The allotment and issue of shares is governed by statutory rules, which differ according to the type of company which is proposing the allotment (private or public,...

Practice Note

The UK Corporate Governance Code (UKCG Code) of the Financial Reporting Council (FRC) sets out standards of good governance in relation to board appointments and...

Practice Note

[insert company name] [LIMITED OR PLC] Minutes of a meeting of the board of directors of [insert full name of company] (the Company) held at [insert place of meeting] on...

Precedents

[insert company name] [LIMITED OR PLC] Minutes of a meeting of the board of directors of [insert full name of company] (the Company) held at [insert place of meeting] on...

Precedents

[insert company name] PLC Minutes of a meeting of the board of directors of [insert full name of company] (the Company) held at [insert place of meeting] on [insert date...

Precedents

[insert company name] PLC Minutes of a meeting of the board of directors of [insert full name of company] (the Company) held at [insert place of meeting] on [insert date...

Precedents

[insert company name] [LIMITED OR PLC] (the Company) At a meeting of the board of directors of the Company held on [insert date], the following resolution was passed:...

Precedents

[insert company name] [LIMITED OR PLC] (the Company) At a meeting of the board of directors of the Company held on [insert date], the following resolution was passed:...

Precedents

Produced in partnership with Jayne Meacham of Jordans Corporate Law For the Annual General Meeting of [Name of company] to be held on [Date] at [venue] 1 Demand for a...

Precedents

Produced in partnership with Jayne Meacham of Jordans Corporate Law For the Annual General Meeting of [Name of company] to be held on [Date] at [venue] 1 Introduction...

Precedents

Produced in partnership with Jayne Meacham of Jordans Corporate Law For the Annual General Meeting of [Name of company] to be held on [Date] at [venue] 1 Introduction...

Precedents

[insert company name] PLC(the Company) AGREEMENT OF MEMBERS TO ADJOURNMENT OF A GENERAL MEETING We, the undersigned, being [all the members [and the nominees of members]...

Precedents

[insert company name] PLC(the Company) Agreement of members to adjournment of the annual general meeting We, the undersigned, being [all the members [and the nominees of...

Precedents

A company admitted to trading on AIM (AIM company) must comply with a number of rules called continuing obligations contained in the AIM Rules for Companies (AIM Rules)...

Practice Note

This Practice Note considers the obligations regarding the disclosure and control of inside information under the Market Abuse Regulation (EU) No 596/2014 (Market Abuse...

Practice Note

This Practice Note gives a general overview of the financial reporting obligations of a listed company as regards financial reporting under the Listing Rules and the...

Practice Note

This Practice Note focuses on the disclosures required in respect of transactions by a person discharging managerial responsibility (PDMR) and persons closely associated...

Practice Note

This Practice Note focuses on the notification obligations of holders and issuers of interests in voting rights in an issuer whose shares are admitted to trading on a...

Practice Note

This Practice Note outlines the regulatory framework for remuneration of directors of quoted and unquoted traded companies against the current backdrop of increased...

Practice Note

This Practice Note focuses on the additional statutory and regulatory requirements applicable to UK listed companies in relation to directors’ service contracts, covering...

Practice Note

This Practice Note outlines the requirements on directors to disclose their interests in shares under the Companies Act 2006 and the Market Abuse Regulation (including...

Practice Note

When a listed company or an AIM company wishes to declare and pay dividends to its shareholders, it has to comply with the provisions of the Companies Act 2006 (CA 2006)....

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of...

Practice Note

This Resource Note outlines the main provisions of Chapter 4 of the Disclosure Guidance and Transparency Rules (DTR 4), which deals with the periodic financial reporting...

Practice Note

This Resource Note outlines the main provisions of Chapter 5 of the Disclosure Guidance and Transparency Rules (DTR 5), which deals with the notification obligations of...

Practice Note
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