Q&As

Would an FCA authorised firm providing presentations at marketing events about products and services be subject to FCA financial promotion rules if the services provided are order handling services for financial instruments and the clients are professional clients?

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Published on LexisPSL on 10/09/2019

The following Financial Services Q&A provides comprehensive and up to date legal information covering:

  • Would an FCA authorised firm providing presentations at marketing events about products and services be subject to FCA financial promotion rules if the services provided are order handling services for financial instruments and the clients are professional clients?

Would an FCA authorised firm providing presentations at marketing events about products and services be subject to FCA financial promotion rules if the services provided are order handling services for financial instruments and the clients are professional clients?

See Practice Note: Application of the

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