Q&As

What are the notification requirements for a change in control of a firm?

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Published on LexisPSL on 01/12/2015

The following Financial Services Q&A provides comprehensive and up to date legal information covering:

  • What are the notification requirements for a change in control of a firm?

Our Practice Notes Obligations of controllers—acquiring and increasing control and Obligations of controllers—reducing or ceasing control set out change of control requirements, including the obligation for:

  1. existing controllers to notify the Financial Conduct Author

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