Regulatory resources for in-house banking and finance lawyers
Regulatory resources for in-house banking and finance lawyers

The following Banking & Finance guidance note provides comprehensive and up to date legal information covering:

  • Regulatory resources for in-house banking and finance lawyers

BREXIT: The UK is leaving the EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For guidance, see Practice Notes: Brexit—impact on finance transactions — Brexit planning and impact—financial services and Brexit—documentary implications for facility agreements.

This Practice Note gives an overview of the key regulations and the legislative framework applicable to in-house banking and finance lawyers.

It includes regulations and the legislative framework that cover:

  1. lending transactions

  2. derivatives transactions

  3. debt capital markets, and

  4. structured products and securitisation

For further information on these types of transactions and the overall applicable regulations and legislative framework, see Practice Notes:

  1. The impact of regulatory and legal changes on facilities agreements

  2. Regulatory issues in lending transactions—overview

  3. European regulation of the debt capital markets—one minute guide

  4. US regulation of debt capital markets—one minute guide

  5. European regulation of derivatives—one minute guide

  6. US Regulation of derivatives in the US—one minute guide

  7. European regulation of structured products and securitisation—one minute guide, and

  8. US regulation of structured products and securitisation—one minute guide

Regulations and/or legislative framework Subject Description Why is it relevant and who is it relevant for? Useful
Related documents: