The following Practice Compliance guidance note provides comprehensive and up to date legal information covering:
PII covers civil claims against your firm, most commonly for professional negligence.
The SRA Handbook commences with ten SRA Principles. These are mandatory and apply to every aspect of practice, including the maintenance of PII. The most relevant SRA Principle is the requirement to run your business or carry out your role in the business effectively and in accordance with proper governance and sound financial and risk management principles.
Requirements relating to negligence and PII can be found in the SRA:
Code of Conduct 2011, and
Indemnity Insurance Rules 2013
The SRA Code of Conduct 2011 describes outcomes that you must achieve in
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