Q&As

My client owns 100% of the shares in a company and wishes to issue further shares to colleagues and other individuals. We are aware that there are financial promotion restrictions that we must consider but are there any Financial Conduct Authority implications on the issue of shares and the price of the shares issued?

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Published on LexisPSL on 16/01/2018

The following Financial Services Q&A provides comprehensive and up to date legal information covering:

  • My client owns 100% of the shares in a company and wishes to issue further shares to colleagues and other individuals. We are aware that there are financial promotion restrictions that we must consider but are there any Financial Conduct Authority implications on the issue of shares and the price of the shares issued?

My client owns 100% of the shares in a company and wishes to issue further shares to colleagues and other individuals. We are aware that there are financial promotion restrictions that we must consider but are there any Financial Conduct Authority implications on the issue of shares and the price of the shares issued?

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