The following Financial Services guidance note provides comprehensive and up to date legal information covering:
The recast Markets in Financial Instruments Directive (Directive 2014/65/EU) (MiFID II) and the new Markets in Financial Instruments Regulation (Regulation (EU) 600/2014) (MiFIR) were published in the Official Journal of the European Union (EU) on 12 June 2014 and entered into force on 2 July 2014. MiFID II and MiFIR significantly amend and expand the regulatory framework that was established by the Markets in Financial Instruments Directive (Directive 2004/39/EC) (MiFID I). As amended, the majority of the new Directive and Regulation came into effect on 3 January 2018. EU Member States had until 3 July 2017 to transpose the provisions of MiFID II into national law, while MiFIR has direct effect in Member States.
This document provides an article-by-article roadmap of MiFIR, with the following information for each article:
article heading and number
corresponding provisions of MiFID I and the MiFID I Implementing Regulation (Commission Regulation (EC) 1287/2006)
whether the MIFIR provision is new, amended, or unchanged from MiFID I
amendments that have been made to the level 1 text of MiFIR
For more information on MiFIR, see Practice Notes: MiFID I, MiFID II and MiFIR—essentials and MiFID II and MiFIR—one minute guide.
On 20 September 2017, the Commission proposed an amending regulation (COM(2017) 536 final)
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