LR Resource Note—LR 9—Continuing obligations

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 9—Continuing obligations
  • Index
  • LR 9—Setting the scene
  • Amendments to LR 9—end of Brexit implementation period
  • LR 9—FCA consultation CP21/21: Primary Markets Effectiveness Review, July 2021
  • LR 9—Continuing obligations and the Market Abuse Regulation
  • LR 9.2.2A R—Independent business
  • LR 9.2.2. A B—Controlling shareholders
  • LR 9.2.6 C—Related party transaction requirements: revised Shareholder Rights Directive and DTR 7.3
  • LR 9.2.6E R—Disclosure of rights attached to equity securities
  • More...

LR Resource Note—LR 9—Continuing obligations

This Resource Note highlights relevant materials, commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 9 of the Listing Rules (LR 9).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA guidance in its Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications of the FCA

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

  6. retained EU legislation

  7. EU Directives and EU Regulations, where relevant to interpretation of a provision

  8. Lexis PSL and LexisLibrary resources

Index

LR 9—Setting the scene

Amendments to LR 9—end of Brexit implementation period

LR 9—FCA consultation CP21/21: Primary Markets Effectiveness Review, July 2021

LR 9—Continuing obligations and the Market Abuse Regulation

LR 9.2.2A R—Independent business

LR 9.2.2. A B—Controlling shareholders

LR 9.2.6 C—Related party transaction requirements: revised Shareholder Rights Directive and DTR 7.3

LR 9.2.6E R—Disclosure of rights attached to equity securities

LR 9.2.21 R—Voting on matters relevant to premium listing: specified weighted voting rights shares

LR 9.3—Continuing obligations: holders

LR 9.4.1 R—Documents requiring prior approval: Employees share schemes and long-term incentive plans

LR 9.5.12 R—Transactions: Reconstruction or refinancing

LR 9.7A.1R—Preliminary statement of annual results,

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