LR Resource Note—LR 8—Sponsors—Premium listing
LR Resource Note—LR 8—Sponsors—Premium listing

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 8—Sponsors—Premium listing
  • Index
  • Setting the scene
  • LR 8.1.1 R & LR 8.1.1A R—Sponsors and applicants
  • LR 8.2.1 R & LR 8.2.1A R—When a sponsor must be appointed
  • LR 8.2.3 R—Other transactions where a company with a premium listing must obtain sponsor's guidance
  • LR 8.3.1 R to LR 8.3.2A R—Responsibilities of a sponsor
  • LR 8.3.3 R—Principles for sponsors: due care and skill & LR 8.3.5 R—Principles for sponsors: relations with FCA
  • LR 8.3.4 R—Principles for sponsors: duty regarding directors of listed companies
  • LR 8.3.7A G to LR 8.3.12A G—Principles for sponsors: identifying and managing conflicts
  • more

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 8 of the Listing Rules (LR 8).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA guidance in the Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings (and where relevant such document published by the FCA's predecessor, the Financial Services Authority (FSA)

  4. Primary Market Bulletins and other publications

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision

  6. relevant document from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)

  7. Lexis®PSL and LexisLibrary resources

Index

LR 8.1.1 R & LR 8.1.1A R—Sponsors and applicants

LR 8.2.1 R & LR 8.2.1A R—When a sponsor must be appointed

LR 8.2.3 R—Other transactions where a company with a premium listing must obtain sponsor's guidance

LR 8.3.1 R to LR 8.3.2A R—Responsibilities of a sponsor

LR 8.3.3 R—Principles for sponsors: due care and skill & LR 8.3.5 R—Principles for sponsors: relations with FCA

LR 8.3.7A G to LR 8.3.12A G—Principles for