LR Resource Note—LR 6—Requirements for premium listing: Commercial company
LR Resource Note—LR 6—Requirements for premium listing: Commercial company

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 6—Requirements for premium listing: Commercial company
  • Index
  • LR 6—Setting the scene
  • Brexit impact
  • LR 6–Additional requirements for premium listing (commercial company)
  • LR 6.1.1 R—Insertion of a new holding company: exception to the application of Chapter 6
  • LR 6.1.2 G—Applicant must satisfy requirements in this chapter
  • LR 6.2 — Historical financial information requirements
  • LR 6.3 — Revenue earning track record
  • LR 6.4—Independent business
  • more

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 6 of the Listing Rules (LR 6).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in its Knowledge Base—Procedural notes and Technical notes which constitute formal guidance and are binding on the FCA (although these are based on the prospectus regime under the Prospectus Directive, the FCA states on its website that the guidance should be applied to prospectuses drawn up under the Prospectus Regulation to the extent compatible)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications of the FCA

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision

  6. relevant documents from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)

  7. Lexis PSL and LexisLibrary resources

Index

LR 6—Setting the scene

LR 6.1.1 R—Insertion of a new holding company

LR 6.1.2 G—Applicant must satisfy requirements in this chapter

LR 6.2—Historical financial information

LR 6.3—Revenue earning track record

LR 6.4—Independent business

LR 6.5—Controlling shareholders

LR 6.6—Control of business

LR 6.7—Working capital

LR 6.10—Mineral companies

6.11—Scientific research based companies

LR 6.12—Property companies

6.13—Externally managed companies

6.14—Shares in