The following Corporate guidance note provides comprehensive and up to date legal information covering:
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 15 of the Listing Rules (LR 15).
Materials covered in this Resource Note include, where relevant:
the Financial Conduct Authority (FCA) Handbook
FCA guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes
FCA consultation papers, discussion papers and policy, feedback statements and warnings
Primary Market Bulletins and other publications
former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision
relevant documents from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)
Lexis PSL and LexisLibrary resources
LR 15—Setting the scene
LR 15.2.7 R—Investment policy
LR 15.4.7A—Continuing obligations
LR 15.4.11 R—Further issues
LR 15.5.2 R—Significant transactions
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