The following Corporate practice note provides comprehensive and up to date legal information covering:
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 15 of the Listing Rules (LR 15).
Materials covered in this Resource Note include, where relevant:
the Financial Conduct Authority (FCA) Handbook
FCA guidance in its Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)
FCA consultation papers, discussion papers and policy, feedback statements and warnings
Primary Market Bulletins and other publications of the FCA
former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision
retained EU legislation
EU Directives and EU Regulations, where relevant to interpretation of a provision
Lexis PSL and LexisLibrary resources
LR 15—Setting the scene
Amendments to LR 15—end of Brexit implementation period
LR 15.2.4 A—Requirements for listing—no restriction on controlling stakes
LR 15.2.7 R—Investment policy
LR 15.2.19 R—Board to effectively monitor and manage investment manager
LR 15.4.7A—Continuing obligations
LR 15.4.11 R—Further issues
LR 15.5.2 R—Significant transactions
De-regulation for property focused funds
Deregulation for listed overseas collective investment schemes
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