LR Resource Note—LR 15—Closed-Ended Investment Funds: Premium listing
LR Resource Note—LR 15—Closed-Ended Investment Funds: Premium listing

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 15—Closed-Ended Investment Funds: Premium listing
  • Index
  • LR 15—Setting the scene
  • LR 15.1—Application
  • LR 15.2.7 R—Investment policy
  • LR 15.4.7A—Continuing obligations
  • LR 15.4.11 R—Further issues
  • LR 15.5.2 R—Significant transactions

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 15 of the Listing Rules (LR 15).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision

  6. relevant documents from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)

  7. Lexis PSL and LexisLibrary resources

Index

LR 15—Setting the scene

LR 15.1—Application

LR 15.2.7 R—Investment policy

LR 15.4.7A—Continuing obligations

LR 15.4.11 R—Further issues

LR 15.5.2 R—Significant transactions

LR 15—Setting the scene

FCA Handbook link to LR 15 LR 15
What it covers LR 15 sets out the specific rules (relating to eligibility for listing and continuing obligations) that apply to a closed-ended investment fund applying for, or with, a premium listing.