LR Resource Note—LR 11—Related party transactions: Premium listing
LR Resource Note—LR 11—Related party transactions: Premium listing

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 11—Related party transactions: Premium listing
  • Index
  • LR 11—Setting the scene
  • LR 11.1—Related party transactions
  • LR 11.1.1A R—Application
  • LR 11.1.4 R—Definition of 'related party'
  • LR 11.1.5 R—Definition of 'related party transactions'
  • LR 11.1.10 R—Modified requirements for smaller related party transactions
  • Sovereign controlled commercial companies—modifications to related party rules: LR 21.5
  • Related party requirements under the revised Shareholder Rights Directive as transposed into the DTRs

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 11 of the Listing Rules (LR 11).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision

  6. relevant documents from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)

  7. Lexis PSL and LexisLibrary resources

Index

LR 11—Setting the scene

LR 11.1.1A R—Application

LR 11.1.4 R—Definition of 'related party'

LR 11.1.5 R—Definition of 'related party transactions'

LR 11.1.10 R—Modified requirements for smaller related party transactions

LR 21 5Sovereign controlled commercial companies—modifications to related party rules

LR 11—Setting the scene

FCA Handbook link to LR 11 LR 11
What it covers LR 11 sets out