LR Resource Note—LR 11—Related party transactions: Premium listing
LR Resource Note—LR 11—Related party transactions: Premium listing

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • LR Resource Note—LR 11—Related party transactions: Premium listing
  • Index
  • LR 11—Setting the scene
  • LR 11.1—Related party transactions
  • LR 11.1.1A R—Application
  • Enhanced oversight measures
  • LR 11.1.4 R—Definition of 'related party'
  • Definition
  • Venture capital trusts
  • LR 11.1.5 R—Definition of 'related party transactions'
  • More...

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 11 of the Listing Rules (LR 11).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, to provide the historical position regarding the development, interpretation or application of a provision

  6. relevant documents from the EU, including EU Directives, directly applicable EU Regulations and publications of the European Securities and Markets Authority (ESMA)

  7. Lexis PSL and LexisLibrary resources

Index

LR 11—Setting the scene

LR 11.1—Related party transactions

LR 11.1.1A R—Application

LR 11.1.4 R—Definition of 'related party'

LR 11.1.4 R—Definition of 'related party': Venture capital trusts

LR 11.1.5 R—Definition of 'related party transactions'

LR 11.1.7 R—Requirements for related party transactions

LR 11.1.7 R—Requirements for related party transactions: temporary dispensation from general meeting requirement (coronavirus)

LR 11.1.10 R—Modified requirements for smaller related party transactions

LR 21.5—Sovereign controlled commercial companies—modifications to related party rules

Related party requirements under the revised Shareholder Rights Directive as transposed into the DTRs

LR 11—Setting the scene

FCA
Related documents:

Popular documents