Key dates for Financial Services—horizon scanner
Key dates for Financial Services—horizon scanner

The following Financial Services practice note provides comprehensive and up to date legal information covering:

  • Key dates for Financial Services—horizon scanner
  • Coronavirus (COVID-19)
  • Brexit
  • MiFID II
  • PRIIPs
  • UK, EU and international regulators and bodies
  • Regulated activities
  • Regulation of pre-paid funeral plans
  • Authorisation, approval and supervision
  • SM&CR and individual accountability
  • More...

Key dates for Financial Services—horizon scanner

This Practice Note contains a list of key developments, dates and horizon scanning for Financial Services lawyers from a wide range of relevant sources relating to a range of topics.

Key developments and dates are sourced from a number of UK, EU and international regulatory bodies.

From the UK this includes updates and measures from the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England (BoE) including consultation papers (CP), policy statements (PS) and supervisory statements (SS). Other key regulators covered from the UK include the Payment Systems Regulator (PSR), the Office for Professional Body Anti-Money Laundering Supervision (OPBAS), the Financial Ombudsman Service (FOS), the Financial Services Compensation Scheme (FSCS), the Competition and Markets Authority (CMA) and the Pensions Regulator (TPR).

Developments and updates relevant for European Economic Area (EEA) firms and relating to a range of EU Financial Services Regulations and Directives, including regulatory technical standards (RTS) and implementing technical standards (ITS), are also covered. This includes key developments from the European Central Bank (ECB), the European Systemic Risk Board (ESRB), the Single Resolution Board (SRB), and the European Supervisory Authorities (ESAs), specifically the European Securities and Markets Authority (ESMA), the European Banking Authority (EBA) and the European Insurance and Occupational Pensions Authority (EIOPA). Other key regulators covered from the EU include the European Payments Council (EPC) and

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