Getting the Deal Through: Securities Finance 2020
Getting the Deal Through: Securities Finance 2020

The following In-house Advisor practice note provides comprehensive and up to date legal information covering:

  • Getting the Deal Through: Securities Finance 2020
  • Jurisdictions covered
  • Questions

Jurisdictions covered

The following jurisdictions are covered in this report:

Austria; Germany; Japan; Luxembourg; Monaco; Norway; Qatar; South Africa; United Kingdom; USA

Questions

The set of questions relating to the topic of Securities Finance and answered by the guide for each jurisdiction covered include:

  1. What are the relevant statutes and regulations governing securities offerings?

  2. Which regulatory authority is primarily responsible for the administration of those rules?

  3. What regulatory or stock exchange filings must be made in connection with a public offering of securities? What information must be included in such filings or made available to potential investors?

  4. What are the steps of the registration and filing process? May an offering commence whi

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