Full text of the FSMA 2000 (Prospectus) Regulations 2019

The following Banking & Finance practice note provides comprehensive and up to date legal information covering:

  • Full text of the FSMA 2000 (Prospectus) Regulations 2019
  • FSMA 2000 (Prospectus) Regulations 2019
  • Editorial table of contents

Full text of the FSMA 2000 (Prospectus) Regulations 2019

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s withdrawal from the EU. At this point in time (referred to in UK law as ‘IP completion day’), key transitional arrangements come to an end and significant changes begin to take effect across the UK’s legal regime. This document contains guidance on subjects impacted by these changes. Before continuing your research, see Practice Note: What does IP completion day mean for lending lawyers? [Archived].

FSMA 2000 (Prospectus) Regulations 2019

The full text of the FSMA 2000 (Prospectus) Regulations 2019, SI 2013/1043 can be found here.

Editorial table of contents

ContentSection
PART 1 GENERAL
Citation, commencement and interpretationSI 2019/1043, reg 1
Designation of competent authoritySI 2019/1043, reg 2
PART 2 AMENDMENTS OF THE FINANCIAL SERVICES AND MARKETS ACT 2000
IntroductionSI 2019/1043, reg 3
Part 6 rulesSI 2019/1043, reg 4
Matters which may be dealt with by prospectus rulesSI 2019/1043, reg 5
Prohibition of dealing etc in transferable securities without approved prospectusSI 2019/1043, reg 6
Exempt offers to the publicSI 2019/1043, reg 7
Election to have prospectusSI 2019/1043, reg 8
Criteria for approval

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