FSA consultation paper tracker
FSA consultation paper tracker

The following Financial Services practice note provides comprehensive and up to date legal information covering:

  • FSA consultation paper tracker
  • 2013
  • 2012
  • 2011
  • 2010
  • 2009
  • 2008

BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the UK’s withdrawal from the EU. Following IP completion day, key transitional arrangements come to an end and significant changes begin to take effect across the UK’s legal regime. This document contains guidance on subjects impacted by these changes. Before continuing your research, see: Brexit and financial services: materials on the post-Brexit UK/EU regulatory regime.

2013

Publication dateConsultation Paper (including FSA homepage if available) Description
March 2013FSA homepage: CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

CP13/9
Second consultation on proposed rules and guidance to transpose the Alternative Investment Fund Managers Directive (AIFMD).
March 2013FSA homepage: CP13/8: Publishing information about warning notices

CP13/8
Proposals on how the Financial Conduct Authority (FCA) will publish information about the subject-matter of a warning notice if it considers it to be appropriate.
March 2013FSA homepage: CP13/7: Consumer credit regulation—our proposed regime

CP13/7
Seeks views on the proposed framework and rules for the new consumer credit regime.
February 2013CP13/6: Regulatory reform: FCA Handbook amendments relating to the Enforcement GuideProposes amendments to the existing FSA Enforcement Guide to create the new FCA Enforcement Guide, to reflect new powers being introduced by the 2012 Act and the suport the creation of a new regulatory structure.
February 2013

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