The following Corporate practice note provides comprehensive and up to date legal information covering:
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of Chapter 3 of the Disclosure Guidance and Transparency Rules (DTR 3).
Materials covered in this Resource Note include, where relevant:
the Financial Conduct Authority (FCA) Handbook
FCA guidance in its Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)
FCA consultation papers, discussion papers and policy, feedback statements and warnings
Primary Market Bulletins and other publications of the FCA
former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision
retained EU legislation
EU Directives and EU Regulations, where relevant to interpretation of a provision
Lexis PSL and LexisLibrary resources
Setting the scene
Amendments to DTR 3—end of Brexit implementation period
DTR 3—Transactions by a person discharging managerial responsibilities
DTR 3.1.1 G and DTR 3.1.8 R—Purpose and Notification of transactions by issuers to a RIS
DTR 3.1.2 R—Notification of transactions by persons discharging managerial responsibilities
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What are OFTOs?Offshore Transmission Owners (OFTOs) are the owners of offshore transmission assets which connect offshore wind farms to the onshore electricity network. The transmission assets comprise everything between the offshore point of connection with the generating wind farm assets and the
Tipping off and prejudicing an investigationIt would undermine the benefit to the authorities if, a suspicious activity report (SAR) having been made, the alleged offender were to be made aware of the interest in their activities so that they could take steps to cover up their misdeeds or disappear.
The offence of causing grievous bodily harm with intentWounding or causing grievous bodily harm (GBH) with intent is triable only in the Crown Court on indictment. Elements of the offence Under the Offences against the Person Act 1861 (OATPA 1861), the prosecution must prove the defendant unlawfully
For guidance on the basic features of the doctrine of estoppel and the different classifications it has been subject to, see Practice Note: Estoppel—what, when and how to plead and related content.Promissory estoppel—what is it?Where A has, by words or conduct, made to B a clear and unequivocal
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