The following Corporate guidance note provides comprehensive and up to date legal information covering:
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of Chapter 3 of the Disclosure Guidance and Transparency Rules (DTR 3).
Materials covered in this Resource Note include, where relevant:
the Financial Conduct Authority (FCA) Handbook
FCA Guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes
FCA consultation papers, discussion papers and policy, feedback statements and warnings
Primary Market Bulletins and other publications
Former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision
EU Directives and directly applicable EU Regulations
Lexis PSL and LexisLibrary resources
Setting the scene
DTR 3—Transactions by a person discharging managerial responsibilities
DTR 3.1.1 G and DTR 3.1.8 R—Purpose and Notification of transactions by issuers to a RIS
DTR 3.1.2 R—Notification of transactions by persons discharging managerial responsibilities
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