DTR Resource Note—DTR 3—Transactions by persons discharging managerial responsibilities and their connected persons
DTR Resource Note—DTR 3—Transactions by persons discharging managerial responsibilities and their connected persons

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • DTR Resource Note—DTR 3—Transactions by persons discharging managerial responsibilities and their connected persons
  • Index
  • Setting the scene
  • Brexit impact
  • DTR 3—Transactions by a person discharging managerial responsibilities
  • DTR 3.1.1 G—Purpose and DTR 3.1.8 R—Notification of transactions by issuers to a RIS
  • DTR 3.1.2 R—Notification of transactions by persons discharging managerial responsibilities

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of Chapter 3 of the Disclosure Guidance and Transparency Rules (DTR 3).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications

  5. Former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

  6. EU Directives and directly applicable EU Regulations

  7. Lexis PSL and LexisLibrary resources

Index

Setting the scene

DTR 3—Transactions by a person discharging managerial responsibilities

DTR 3.1.1 G and DTR 3.1.8 R—Purpose and Notification of transactions by issuers to a RIS

DTR 3.1.2 R—Notification of transactions by persons discharging managerial responsibilities

Setting the scene

FCA Handbook link DTR 3
What it covers DTR 3 sets out the notification obligations of issuers, persons discharging managerial responsibilities (PDMR) and their connected persons in respect of transactions conducted on their own account in shares of the