DTR Resource Note—DTR 2—Disclosure and control of inside information by issuers
DTR Resource Note—DTR 2—Disclosure and control of inside information by issuers

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • DTR Resource Note—DTR 2—Disclosure and control of inside information by issuers
  • Index
  • Setting the scene
  • Brexit impact
  • DTR 2—Disclosure and control of inside information by issuers
  • DTR 2.2—Disclosure of inside information
  • DTR 2.2.1 R and DTR 2.2.2 R—Requirement to disclose inside information
  • DTR 2.2.4 G—Identifying inside information
  • DTR 2.5—Delaying disclosure of inside information
  • DTR 2.6.1 R—Denying access to inside information
  • more

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapter 2 of the Disclosure Guidance and Transparency Rules (DTR 2)

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the UK Listing Authority (UKLA) Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other FCA publications

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

  6. EU Directives and directly applicable EU Regulations

  7. Lexis PSL and LexisLibrary resources

Index

DTR 2—Setting the scene

DTR 2—Disclosure and control of inside information by issuers

DTR 2.2—Disclosure of inside information

DTR 2.2.1 R and DTR 2.2.2 R—Requirement to disclose inside information

DTR 2.2.4 G—Identifying inside information

DTR 2.5—Delaying disclosure of inside information

DTR 2.6.1 R—Denying access to inside information

DTR 2.7—Dealing with rumours

DTR 2.8—Insider lists

Setting the scene

FCA Handbook link DTR 2
What it covers DTR 2 sets out the requirements relating to