DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
  • Index
  • Setting the scene
  • Brexit impact
  • DTR 1, DTR 1A, DTR 1B and DTR 1C—Introductions
  • DTR 1.3—Information gathering and publication
  • DTR 1A—Introduction (Transparency rules)
  • DTR 1B—Introduction (Corporate governance)

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapters 1, 1A, 1B and 1C of the Disclosure Guidance and Transparency Rules (DTR 1, DTR 1A, DTR 1B and DTR 1C respectively).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the FCA Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications of the FCA

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

  6. EU Directives and directly applicable EU Regulations

  7. Lexis PSL and LexisLibrary resources

Index

DTR 1—Setting the scene

DTR 1, DTR 1A, DTR 1B and DTR 1C—Introductions

DTR 1.3 R—Information gathering and publication

Setting the scene

FCA Handbook link to DTR 1, DTR 1A, DTR 1B and DTR 1C DTR 1, DTR 1A, DTR 1B and DTR 1C
What it covers DTR 1 introduces the Disclosure Guidance, detailing their