The following Corporate guidance note provides comprehensive and up to date legal information covering:
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapters 1, 1A, 1B and 1C of the Disclosure Guidance and Transparency Rules (DTR 1, DTR 1A, DTR 1B and DTR 1C respectively).
Materials covered in this Resource Note include, where relevant:
the Financial Conduct Authority (FCA) Handbook
FCA Guidance in the FCA Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)
FCA consultation papers, discussion papers and policy, feedback statements and warnings
Primary Market Bulletins and other publications of the FCA
former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision
EU Directives and directly applicable EU Regulations
Lexis PSL and LexisLibrary resources
DTR 1—Setting the scene
DTR 1, DTR 1A, DTR 1B and DTR 1C—Introductions
DTR 1.3 R—Information gathering and publication
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