Disclosure Guidance and Transparency Rules tracker

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • Disclosure Guidance and Transparency Rules tracker
  • Tracker overview
  • Recent and future developments (2010 onwards)

Disclosure Guidance and Transparency Rules tracker

Last updated July 2021

Tracker overview

This Disclosure Guidance and Transparency Rules (DTR) tracker presents a summary of recent and proposed changes to the provisions in the Disclosure Guidance and Transparency Rules Sourcebook as well as related legislative and regulatory developments, guidance and updates

The tracker also contains links to consultation papers, policy statements, practical guidance and notices issued by the Financial Conduct Authority (FCA) (and the Financial Services Authority (FSA) before it).

Recent and future developments (2010 onwards)

DateIssuing bodyDocumentDescription
2021
28/07/2021

FCA

FCA consults on diversity and inclusion rules for company boards and executive committees—LNB News 28/07/2021 32

CP21/24: Diversity and inclusion on company boards and executive committees

CP21/24 proposes to (amongst other things) change the DTRs to require companies to ensure any existing disclosure on diversity policies addresses key board committees and also considers broader aspects of diversity

05/07/2021

FCA

FCA consultation on changes to the listing regime—Primary Markets Effectiveness Review—LNB News 05/07/2021 74

CP21/21: Primary Markets Effectiveness Review

CP21/21 opens up a general discussion on the purpose and value of the listing regime which may lead the FCA to consider further structural changes in the medium term. It also looks at the following targeted changes to (amongst other things) the DTRs

30/03/2021

FCA

Primary market bulletin 33

The FCA launches its new online portal for notification of major interests in voting rights arising

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