The following Financial Services Q&A provides comprehensive and up to date legal information covering:
Practice Note: Exclusions and exemptions relating to the general prohibition—an introduction states that the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO), SI 2001/544, Art 53 excludes the giving of advice by a person if the person is a member of a group and gives the advice in question to another member of the same group.
Therefore, the general principle is that as long as advice that would otherwise be regulated advice ta
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On 29 August 2015, the Prudential Regulation Authority (PRA) published the PRA Rulebook (Rulebook). The transition from the Handbook to the Rulebook was intended to benefit PRA-authorised firms, to access clearer and more concise rules. Alongside the Rulebook, supervisory statements and statements
Commercial Property Standard Enquiries (CPSEs) are industry standard pre-contract enquiries used in commercial property transactions. CPSEs are endorsed by the British Property Federation and are free to use. The CPSEs include specific environmental enquiries at enquiry 15 and there are several
Millett LJ subdivided types of constructive trust into two categories, distinguishing between:•the constructive trust proper, where equity intervenes to prevent the legal owner from unconscionably denying the beneficial interest of another (known as the institutional constructive trust)•the
This Practice Note looks at CE-File electronic working in the courts under CPR PD 51O, in the context of case management. It provides guidance on how to file a document electronically, deal with rejected electronic filings, issue a claim electronically, file electronic bundles (eBundles) for case
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