Q&As

Are share plan administrators included in the exemption under the Financial Promotions Order, SI 2005/1529, art 60?

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Published on LexisPSL on 10/09/2019

The following Financial Services Q&A provides comprehensive and up to date legal information covering:

  • Are share plan administrators included in the exemption under the Financial Promotions Order, SI 2005/1529, art 60?

Any communication to an employee in relation to an employee incentive arrangement (other than by or through an authorised person) could be caught by the financial promotion restriction in section 21 of the Financial Services and Markets Act 2000. An exemption is available to a company where the communication is made by that company, a member of its group or a relevant trustee for the purpo

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