AIM Rules for Companies—Rules 2, 3, 4, 5 and 6—Applicants for AIM
AIM Rules for Companies—Rules 2, 3, 4, 5 and 6—Applicants for AIM

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • AIM Rules for Companies—Rules 2, 3, 4, 5 and 6—Applicants for AIM
  • Index
  • Setting the scene
  • Eligibility criteria for admission to AIM
  • Admission to AIM via AIM Designated Market route
  • AIM Rule 2—Pre-admission announcement
  • AIM Rule 3—Admission document
  • AIM Rule 4—Omissions from admission documents
  • AIM Rule 5—Application documents
  • AIM Rule 6—Admission to AIM

This Resource Note outlines the main provisions of Rules 2, 3, 4, 5 and 6 of the AIM Rules for Companies (AIM Rules), which deal with how to apply for admission to trading to AIM. The rules cover pre-admission announcements, the admission document, omissions from admission documents and admission to AIM. This Resource Note highlights relevant materials, commentary and guidance from the London Stock Exchange (LSE), as well as Lexis®PSL analysis and resources, to give practical guidance on the interpretation and application of Rules 2 to 6 of the AIM Rules.

Materials covered in this Resource Note include:

  1. the AIM Rules

  2. the AIM Rules for Nominated Advisers (Nomad Rules)

  3. Inside AIM, the periodic publication from the AIM Regulation team

  4. AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters

  5. Lexis®PSL and Lexis®Library resources

Index

Setting the scene

Eligibility criteria for admission to AIM

Admission to AIM via AIM designated market route

AIM Rule 2—Pre-admission announcement

AIM Rule 3—Admission document

AIM Rule 4—Omissions from admission documents

AIM Rule 5—Application documents

AIM Rule 6—Admission to AIM

Setting the scene

AIM Rules for Companies AIM Rules for Companies
What it covers Rule 2 sets out the requirement