The following Corporate guidance note provides comprehensive and up to date legal information covering:
This Resource Note outlines the main provisions of Rules 10 and 11 of the AIM Rules for Companies (AIM Rules), which deal with the principles of disclosure of information by an AIM company and disclosure of price sensitive information. It highlights relevant materials, commentary and guidance from the London Stock Exchange (LSE), as well as Lexis®PSL analysis and resources, to give practical guidance on the interpretation and application of Rules 10 and 11 of the AIM Rules.
Material covered in this Resource Note include:
the AIM Rules
the AIM Rules for Nominated Advisers (Nomad Rules)
Inside AIM, the periodic publication from the AIM Regulation team
AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters
Lexis®PSL and Lexis®Library resources.
Setting the scene
AIM Rule 10—Principles of disclosure
AIM Rule 11—General disclosure of price sensitive information
AIM Rule 11 and the Market Abuse Regulation
Preventing a leak of information and holding announcements
Suspension of trading—complete/immediate announcement cannot be made
Breaches of AIM Rules 10 & 11—Case studies
Notifications by Investing Companies
Notifications by Mining and Oil & Gas Companies
**excludes LexisPSL Practice Compliance, Practice Management and Risk and Compliance. To discuss trialling these LexisPSL services please email customer service via our online form. Free trials are only available to individuals based in the UK. We may terminate this trial at any time or decide not to give a trial, for any reason. Trial includes one question to LexisAsk during the length of the trial.
To view the latest version of this document and thousands of others like it, sign-in to LexisPSL or register for a free trial.
Existing user? Sign-in
Take a free trial
Take a free trial
0330 161 1234