AIM Rules for Companies—Rules 10 and 11—Principles of disclosure and general disclosure of price sensitive information

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • AIM Rules for Companies—Rules 10 and 11—Principles of disclosure and general disclosure of price sensitive information
  • Index
  • Setting the scene
  • AIM Rule 10—Principles of disclosure
  • AIM Rule 11—General disclosure of price sensitive information
  • AIM Rule 11 and the Market Abuse Regulation
  • Preventing a leak of information and holding announcements
  • Suspension of trading—complete/immediate announcement cannot be made
  • Temporary suspension of trading: coronavirus (COVID-19) pandemic
  • Breach of AIM Rules 10 & 11 disciplinary cases
  • More...

AIM Rules for Companies—Rules 10 and 11—Principles of disclosure and general disclosure of price sensitive information

This Resource Note outlines the main provisions of Rules 10 and 11 of the AIM Rules for Companies (AIM Rules), which deal with the principles of disclosure of information by an AIM company and disclosure of price sensitive information. It highlights relevant materials, commentary and guidance from the London Stock Exchange (LSE), as well as Lexis®PSL analysis and resources, to give practical guidance on the interpretation and application of Rules 10 and 11 of the AIM Rules.

Material covered in this Resource Note include:

  1. the AIM Rules

  2. the AIM Rules for Nominated Advisers (Nomad Rules)

  3. Inside AIM, the periodic publication from the AIM Regulation team

  4. AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters

  5. Lexis®PSL and Lexis®Library resources.

Index

Setting the scene

AIM Rule 10—Principles of disclosure

AIM Rule 11—General disclosure of price sensitive information

AIM Rule 11 and the Market Abuse Regulation

Preventing a leak of information and holding announcements

Suspension of trading—complete/immediate announcement cannot be made

Breaches of AIM Rules 10 & 11—Case studies

Notifications by Investing Companies

Notifications by Mining and Oil & Gas Companies

Setting the scene

AIM Rules for CompaniesAIM Rules for Companies
What it coversRule 10 sets out the principles relating to disclosure of information by an AIM company and Rule 11 deals with general

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