AIM Resource Note—AIM Rules for Companies
AIM Resource Note—AIM Rules for Companies

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • AIM Resource Note—AIM Rules for Companies
  • Index
  • Setting the scene
  • AIM — Regulatory status
  • Brexit impact
  • AIM Rule 1—Retention and role of nomad
  • AIM Rule 2—Applicants for AIM
  • AIM Rule 3—Admission document
  • AIM Rule 6—Admission to AIM
  • AIM Rule 7—Lock-ins for new business
  • more

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, the AIM Rules for Companies (AIM Rules).

Materials covered in this Resource Note include, where relevant:

  1. the AIM Rules

  2. the AIM Rules for Nominated Advisers (Nomad Rules)

  3. Inside AIM, the periodic publication from the AIM Regulation team

  4. AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters

  5. EU Directives and directly applicable EU Regulations

  6. Lexis PSL and LexisLibrary resources

Index

Setting the scene

AIM — Regulatory status

Brexit impact

AIM Rule 1—Retention and role of nomad

AIM Rule 2—Applicants for AIM

AIM Rule 3—Applicants for AIM

AIM Rule 7—Lock-ins for new business

AIM Rule 8—Investing companies

AIM Rule 10—Principle of disclosure

AIM Rule 11—General disclosure of price sensitive information

AIM Rule 12—Substantial transactions

AIM Rule 13—Related party transactions

AIM Rule 14—Reverse takeover

AIM Rule 15—Fundamental changes of business

AIM Rule 17—Disclosure of miscellaneous information

AIM Rule 19—Annual accounts

AIM Rule 20—Publication of documents sent to shareholders

AIM Rule 21—Restriction on deals

AIM Rule 22—Provision & disclosure of information

AIM Rule 24—Corporate action timetables

AIM Rule 26—Company information disclosure

AIM Rule 28—Omission from further admission documents

AIM Rule 31—AIM company and directors’ responsibility for compliance

AIM Rule 40—Precautionary suspension

AIM Rule 41—Cancellation

AIM Rule 42—Disciplinary action against an AIM company

AIM Rule 44–Disciplinary process

Setting the scene