Complaints against regulators—financial services

Complaints against regulators—financial services guidance:

Background to the Joint Board of Appeal of the European Supervisory Authorities The Joint Board of Appeal of the European Supervisory Authorities (Board of Appeal) is a...

Practice Note

Background to the complaints scheme Part 6 of the Financial Services Act 2012 (FSA 2012) requires the Bank of England, the Financial Conduct Authority (FCA) and the...

Practice Note

The evolution of judicial review cases within the financial services sector Judicial review is the procedure by which courts in England and Wales examine the decisions of...

Practice Note

What is the Upper Tribunal (Tax and Chancery Chamber)? The Upper Tribunal is an appellate tribunal created by the Tribunals, Courts and Enforcement Act 2007. The Tax and...

Practice Note

Statutory requirement Part 6 of the Financial Services Act 2012 (FSA 2012) requires the regulators to appoint an independent person to be responsible for the conduct of...

Practice Note