Regulatory hearings

Regulatory hearings guidance:

Appealing a decision of the Gambling Commission Appeals against Gambling Commission decisions are made to the First-tier Tribunal (Gambling) (the Tribunal). The Tribunal...

Practice Note

Jurisdiction of the First-tier Tribunal to hear challenges to food law decisions The First-tier Tribunal (General Regulatory Chamber) is the designated tribunal for...

Practice Note

Powers and functions of the Commissioner The powers of the Commissioner (and Bar Standards Board (BSB) staff delegated by the Commissioner) are set out in Part 5 of the...

Practice Note

Fitness to Practise Panel As soon as reasonably practicable after receipt of any report prepared by a Medical Examiner or, where no report has been prepared and where the...

Practice Note

Powers and functions of the PCC The powers of the Professional Conduct Committee (PCC) are set out in Part 5 of the Bar Standards Board (BSB) Handbook and...

Practice Note

Service of charges and/or application and documents to be served on the defendant Once the Commissioner or the Independent Decision-Making Body (IDB) Panel has decided to...

Practice Note

Suspension (applicable to 'BSB authorised individuals' only) If the Fitness to Practise Panel (the Panel) determines that a period of suspension is necessary for public...

Practice Note

Composition of interim, review or appeal panels An interim or review panel should consist of three members nominated by the President. The panel should include a Chairman...

Practice Note

Initial consideration and referral of cases to a Fitness to Practise Panel A case does not need to be referred to a Fitness to Practise Panel just because an individual...

Practice Note

The sanction If the Disciplinary Tribunal finds any of the charges or applications proved against a respondent, it may then hear evidence of, among other things, any...

Practice Note

The sentence If the Disciplinary Tribunal finds any of the charges or applications proved against a defendant, it may then hear evidence of, among other...

Practice Note

The Regulatory Decisions Committee The Regulatory Decisions Committee (RDC) is a committee of the Financial Conduct Authority's (FCA) Board. It is part of the FCA,...

Practice Note

Where a person or company disagrees with a civil sanction or notice they can appeal to the General Regulatory Chamber of the First-tier Tribunal (Environment). The...

Practice Note

FORTHCOMING CHANGE ALERT: The UK government has announced that the Financial Reporting Council (FRC) will be replaced with a new regulator called the Audit, Reporting and...

Practice Note

FORTHCOMING CHANGE ALERT: The UK government has announced that the Financial Reporting Council (FRC) will be replaced with a new regulator called the Audit, Reporting and...

Practice Note

FORTHCOMING CHANGE ALERT: The UK government has announced that the Financial Reporting Council (FRC) will be replaced with a new regulator called the Audit, Reporting and...

Practice Note