Distribution and prime brokerage

Distribution and prime brokerage guidance:

The following Financial Services practice note provides comprehensive and up to date legal information on CASS 9 and information to clients

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Distribution of complex financial products

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on FCA client classification requirements

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Key provisions of AIFMD—depositories

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Packaged Retail and Insurance-based Investment Products...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Retail Distribution Review

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Retail Distribution Review and the regulator...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Retail issuance and distribution of structured products...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Retail product distribution

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Schedule of prime broker services

Practice notes
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