Financial Services

Contributors
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.

Market Tracker is a unique service for corporate lawyers housed within Lexis®PSL Corporate. It features a powerful transaction data analysis tool for accessing, analysing and comparing the specific features of corporate transactions, with a comprehensive and searchable library of deal documentation across 14 different deal types. The Market Tracker product also includes news and analysis of key corporate deals and activity and in-depth analysis of recent trends in corporate transactions. 

Paul Estlin has over 15 years’ experience in the financial services regulatory arena and has worked in private practice, in house and at the regulator- at Addleshaw Goddard, Eversheds, Shoosmiths and Rosenblatt Solicitors, where Paul headed up the firm’s Financial Services Regulatory practice; in legal and compliance roles at Standard Bank and Barclays Wealth; and at the Financial Services Authority and, before that, the Personal Investment Authority.
Prior to joining LexisNexis Michelle worked at Bingham McCutchen LLP as a financial services associate in Washington, DC and London. At Bingham, Michelle represented financial institutions in connection with regulatory investigations and enforcement actions and advised UK and foreign broker-dealers regarding doing business in the USA. Michelle spent 6 months on secondment at JP Morgan in New York.
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News and analysis

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SA-1019-028 925x286 Banking and Finance 19
14 Dec 2016

The Prudential Regulation Authority (PRA) has published its second consultation on the Markets in Financial Instruments Directive II (MiFID II), which includes new...

SA-1019-028 925x286 Banking and Finance 4
9 Dec 2016

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

SA-1019-028 925x286 Banking and Finance 14
6 Dec 2016

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns high on fund...

SA-1019-028 925x286 Banking and Finance 20
30 Nov 2016

What are the key changes that will be made by the Prudential Regulation Authority (PRA) following the implementation of the Markets in Financial Instruments Directive...

SA-1019-028 925x286 Banking and Finance 14
23 Nov 2016

The Bank of England’s Prudential Regulation Authority (PRA) has issued a consultation on its proposals for insurers and reinsurers to manage their risk of underwriting...

SA-1019-028 925x286 Banking and Finance 12
2 Nov 2016

Six months on from implementation of the senior managers and certification regime, the regulators have announced further steps in the development of accountability in...

SA-1019-028 925x286 Banking and Finance 13
27 Oct 2016

The Financial Conduct Authority (FCA) recently published the third Markets in Financial Instruments Directive 2014/65/EU (MiFID II) consultation. Michael McKee,...

SA-1019-028 925x286 Banking and Finance 3
26 Oct 2016

Rosali Pretorius, partner at Dentons UKMEA LLP, assesses the new European Securities and Markets Authority (ESMA) Guidelines on implementing the transaction reporting,...

SA-1019-028 925x286 Banking and Finance 19
12 Oct 2016

On 30 September 2016, the European Securities and Markets Authority (ESMA) published a consultation paper on draft regulatory technical standards (RTS) and implementing...

SA-1019-028 925x286 Banking and Finance 23
5 Oct 2016

With approximately 93% of adults owning or using a mobile phone in the UK and the introduction of tokenisation services using near-field communication (NFC) technology,...

The Latest
PRA open consultation on implementation of MiFID II—part 2
Financial Services

The Prudential Regulation Authority (PRA) has published its second consultation on the Markets in Financial Instruments Directive II (MiFID II),...

Assessing asset managers’ competition—interim report findings
Financial Services

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds...

Implications of Brexit for financial services law and asset management
Financial Services

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns...

How is the PRA intending to transpose MiFID II?
Financial Services

What are the key changes that will be made by the Prudential Regulation Authority (PRA) following the implementation of the Markets in Financial...

PRA consultation—insurance and cyber risk
Financial Services

The Bank of England’s Prudential Regulation Authority (PRA) has issued a consultation on its proposals for insurers and reinsurers to manage their...

Next phase of the new accountability regime for UK financial services
Financial Services

Six months on from implementation of the senior managers and certification regime, the regulators have announced further steps in the development of...

Transposing MiFID II in the UK—the third FCA consultation
Financial Services

The Financial Conduct Authority (FCA) recently published the third Markets in Financial Instruments Directive 2014/65/EU (MiFID II) consultation....

How to prepare for the transaction reporting regime under MiFID II
Financial Services

Rosali Pretorius, partner at Dentons UKMEA LLP, assesses the new European Securities and Markets Authority (ESMA) Guidelines on implementing the...

ESMA’s proposals for SFTR and EMIR technical standards
Financial Services

On 30 September 2016, the European Securities and Markets Authority (ESMA) published a consultation paper on draft regulatory technical standards...

The changing regulation around mobile payments
Financial Services

With approximately 93% of adults owning or using a mobile phone in the UK and the introduction of tokenisation services using near-field...

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