FS weekly highlights—3 December 2020

FS weekly highlights—3 December 2020

In this issue



Brexit news
Coronavirus (COVID-19)
UK, EU and international regulators and bodies
Regulated activities
Authorisation, approval and supervision
Prudential requirements
Financial stability, recovery and resolution
Risk management and controls
Financial crime
Complaints, compensation and claims management
Dispute resolution for financial services lawyers
Competition in financial services
Regulation of benchmarks and IBOR reform
Regulation of capital markets
Regulation of derivatives
Banks and mutuals
Consumer credit, mortgage and home finance
Regulation of insurance
Regulation of personal pension and stakeholder products
Payment services and systems
Fintech and cryptoassets
Sustainable finance
Islamic finance
Dates for your diary


Brexit news

FCA publishes draft transitional direction for the share trading obligation

The Financial Conduct Authority (FCA) published a draft transitional direction for the share trading obligation (STO), together with an explanatory note, pursuant to which Article 23(1) of MiFIR would be modified to allow an investment firm to trade shares on an EU trading venue or systematic internaliser, in order to mitigate the disruption that could arise after the Brexit transition period.


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About the author:
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.