FS weekly highlights—28 November 2019

FS weekly highlights—28 November 2019

In this issue



Brexit news
UK, EU and international regulators and bodies
Authorisation, approval and supervision
Prudential requirements
Financial stability, recovery and resolution
Risk management and controls
Financial crime
Conduct requirements
Competition in financial services
Enforcement and redress
Markets and trading
Regulation of capital markets and Capital Markets Union
Regulation of derivatives
Investment funds and asset management
Banks and mutuals
Consumer credit, mortgage and home finance
Regulation of insurance
Regulation of personal pension and stakeholder products
Payment services and systems
Fintech and cryptoassets
Sustainable finance
Dates for your diary


Brexit news


FCA publishes Handbook Notice No. 71

The Financial Conduct Authority (FCA) published Handbook Notice No. 71, which includes changes to the FCA Handbook made or consented to by the FCA board on 24 October 2019 and 21 November 2019. Feedback on the relevant consultation papers (CPs) is set out in Chapter 3 of the Notice or in separate policy statements (PSs).

Source: FCA Handbook Notice No 71

FMLC writes to HM Treasury on issues of legal uncertainty in Article 59 of BRRD II

The Financial Markets Law Committee

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About the author:
Pietra has completed the Bar Professional Training Course at the University of Law and was called to the Bar in 2019. Prior to the BPTC, Pietra undertook a law degree at the University of Bristol.