FS weekly highlights—10 October 2019

FS weekly highlights—10 October 2019

In this issue



Brexit news
UK, EU and international regulators and bodies
Authorisation, approval and supervision
Prudential requirements
Financial stability, recovery and resolution
Risk management and controls
Financial crime
Consumer protection and claims management regulation
Competition in financial services
Enforcement and redress
Markets and trading
Regulation of capital markets and Capital Markets Union
Regulation of derivatives
Investment funds and asset management
Banks and mutuals
Regulation of insurance
Regulation of personal pension and stakeholder products
Payment services and systems
Fintech and cryptoassets
Sustainable finance
Dates for your diary


Brexit news


ESMA updates database and calculations planning for possible no-deal Brexit

The European Securities and Markets Authority (ESMA) updated its measures and guidance on the possibility of a no-deal Brexit scenario on 31 October 2019.

FCA updates supervisory statement on the MiFID transparency regime post-Brexit

The Financial Conduct Authority (FCA) updated its supervisory statement on the operation of the MiFID transparency regime post-Brexit. It is intended to help market participants understand the FCA’s approach to the operation of the MiFID transparency regime if the UK

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About the author:
Pietra has completed the Bar Professional Training Course at the University of Law and was called to the Bar in 2019. Prior to the BPTC, Pietra undertook a law degree at the University of Bristol.