Financial Services weekly highlights—19 December 2019

Financial Services weekly highlights—19 December 2019

In this issue

 

 

UK, EU and international regulators and bodies
Prudential requirements
Financial stability, recovery and resolution
Risk management and controls
Financial crime
Conduct requirements
Enforcement and redress
Markets and trading
MiFID II
Regulation of capital markets and Capital Markets Union
Regulation of derivatives
Investment funds and asset management
Banks and mutuals
Consumer credit, mortgage and home finance
Regulation of insurance
Payment services and systems
Fintech and cryptoassets
Sustainable finance
Islamic finance
Dates for your diary

 

UK, EU and international regulators and bodies

 

FCA publishes Handbook Notice No. 72

The Financial Conduct Authority (FCA) published Handbook Notice No. 72, which includes changes to the FCA Handbook made by the FCA board on 21 November 2019 and 12 December 2019. Feedback on the relevant consultation papers (CPs) is set out in Chapter 3 of the Handbook Notice or in separate policy statements (PSs).

Source: Handbook Notice No 72.

FOS consults on 2020/21 plans and budget and future strategy

The Financial Ombudsman Service (FOS) launched a public consultation on its proposed plans and budget for 2020 and its future strategy, looking ahead to 2025 and beyond. The consultation sets out the

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About the author:
Pietra has completed the Bar Professional Training Course at the University of Law and was called to the Bar in 2019. Prior to the BPTC, Pietra undertook a law degree at the University of Bristol.