Financial Services

Contributors
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.
Paul Estlin has over 15 years’ experience in the financial services regulatory arena and has worked in private practice, in house and at the regulator- at Addleshaw Goddard, Eversheds, Shoosmiths and Rosenblatt Solicitors, where Paul headed up the firm’s Financial Services Regulatory practice; in legal and compliance roles at Standard Bank and Barclays Wealth; and at the Financial Services Authority and, before that, the Personal Investment Authority.
Prior to joining LexisNexis Michelle worked at Bingham McCutchen LLP as a financial services associate in Washington, DC and London. At Bingham, Michelle represented financial institutions in connection with regulatory investigations and enforcement actions and advised UK and foreign broker-dealers regarding doing business in the USA. Michelle spent 6 months on secondment at JP Morgan in New York.
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SA-1019-028 925x286 Banking and Finance 12
5 Jul 2013

The Securities and Exchange Commission (SEC) has proposed wide-ranging reforms to the regulation of money market funds (MMFs). But do they go far enough and will they...

SA-1019-028 925x286 Banking and Finance 13
5 Jul 2013

Well what? Jon Watson, Director of Project Consulting at Cordium, answers questions about the FCA’s sanctioning powers under the Alternative Investment Fund Managers...

SA-1019-028 925x286 Banking and Finance 23
4 Jul 2013

As the Alternative Investment Fund Managers Directive (AIFMD) moves ever-closer, Jonathan Wilson, Director of Project Consulting at Cordium UK, addresses the personal...

SA-1019-028 925x286 Banking and Finance 12
4 Jul 2013

For the supermen and women of the AIF world, the 22nd July AIFMD implementation deadline may be looming large, with new disclosure and annual reporting requirements on...

Financial Services
SEC review of Money Market Funds regulation: what’s the potential impact?
Financial Services

The Securities and Exchange Commission (SEC) has proposed wide-ranging reforms to the regulation of money market funds (MMFs). But do they go far enough and will they...

AIFMD: And if you don’t comply we’ll….
Financial Services

Well what? Jon Watson, Director of Project Consulting at Cordium, answers questions about the FCA’s sanctioning powers under the Alternative Investment Fund Managers...

8 must-do activities for effective AIFMD preparation
Financial Services

As the Alternative Investment Fund Managers Directive (AIFMD) moves ever-closer, Jonathan Wilson, Director of Project Consulting at Cordium UK, addresses the personal...

AIFMD transparency and reporting requirements: Kryptonite for AIF Managers?
Financial Services

For the supermen and women of the AIF world, the 22nd July AIFMD implementation deadline may be looming large, with new disclosure and annual reporting requirements on...

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