Financial Services

Contributors
Paul Estlin has over 15 years’ experience in the financial services regulatory arena and has worked in private practice, in house and at the regulator- at Addleshaw Goddard, Eversheds, Shoosmiths and Rosenblatt Solicitors, where Paul headed up the firm’s Financial Services Regulatory practice; in legal and compliance roles at Standard Bank and Barclays Wealth; and at the Financial Services Authority and, before that, the Personal Investment Authority.
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.
Prior to joining LexisNexis Michelle worked at Bingham McCutchen LLP as a financial services associate in Washington, DC and London. At Bingham, Michelle represented financial institutions in connection with regulatory investigations and enforcement actions and advised UK and foreign broker-dealers regarding doing business in the USA. Michelle spent 6 months on secondment at JP Morgan in New York.
About

Asset management

Latest Articles
SA-1019-028 925x286 Banking and Finance 3
25 Sep 2017

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (including UCITS, NURS, QIS) when the Second...

SA-1019-028 925x286 Banking and Finance 3
12 Jul 2017

Will the Financial Conduct Authority’s (FCA) findings of weak pricing competition in the asset management market and proposed changes result in a more competitive...

SA-1019-028 925x286 Banking and Finance 23
19 Apr 2017

As the implementation of the recast Markets in Financial Instruments Directive (MiFID II) draws ever nearer, Michael McKee, partner, and Chris Whittaker, associate, of...

SA-1019-028 925x286 Banking and Finance 23
11 Jan 2017

Our panel of experts consider what lies ahead for financial services lawyers in 2017. The experts David Troman (DT)—head of financial services at PA Consulting Jane...

SA-1019-028 925x286 Banking and Finance 4
9 Dec 2016

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

SA-1019-028 925x286 Banking and Finance 14
6 Dec 2016

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns high on fund...

SA-1019-028 925x286 Banking and Finance 23
17 Aug 2016

Public Law analysis: What impact will the vote to leave the EU have on the Crown dependencies? Guy Coltman, partner, and Paul Tominey, associate, in Carey Olsen’s Jersey...

SA-1019-028 925x286 Banking and Finance 3
27 Nov 2015

Jia Xie, associate at Lewis Silkin, considers the EU VAT Committee’s recently published guidelines on the VAT treatment of crowdfunding. For entrepreneurs who are...

SA-1019-028 925x286 Banking and Finance 20
9 Jul 2015

The Chancellor has given his first Budget of the new Conservative government on 8 July 2015.The LexisPSL Tax team has put together a full summary of the Budget...

SA-1019-028 925x286 Banking and Finance 20
1 Jul 2015

With the Fourth Money Laundering Directive now in effect, David Rundle and Alison Geary of international law firm, WilmerHale, outline the implications of the Directive...

The Latest
Action required by investment firms in respect of research costs
Financial Services

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (including UCITS, NURS, QIS) when the Second...

FCA asset management market study: Final report and consultation
Financial Services

Will the Financial Conduct Authority’s (FCA) findings of weak pricing competition in the asset management market and proposed changes result in a more competitive...

MiFID II implementation—what’s next?
Financial Services

As the implementation of the recast Markets in Financial Instruments Directive (MiFID II) draws ever nearer, Michael McKee, partner, and Chris Whittaker, associate, of...

Financial Services—looking ahead to 2017
Financial Services

Our panel of experts consider what lies ahead for financial services lawyers in 2017. The experts David Troman (DT)—head of financial services at PA Consulting Jane...

Assessing asset managers’ competition—interim report findings
Financial Services

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

Implications of Brexit for financial services law and asset management
Financial Services

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns high on fund...

Brexit and the Crown dependencies—Jersey
Financial Services

Public Law analysis: What impact will the vote to leave the EU have on the Crown dependencies? Guy Coltman, partner, and Paul Tominey, associate, in Carey Olsen’s Jersey...

Is VAT following the crowd?
Financial Services

Jia Xie, associate at Lewis Silkin, considers the EU VAT Committee’s recently published guidelines on the VAT treatment of crowdfunding. For entrepreneurs who are...

A summary of the key business tax announcements made in the Chancellor’s Budget on 8th July 2015
Financial Services

The Chancellor has given his first Budget of the new Conservative government on 8 July 2015.The LexisPSL Tax team has put together a full summary of the Budget...

Fourth time’s a charm—Fourth Money Laundering Directive takes effect
Financial Services

With the Fourth Money Laundering Directive now in effect, David Rundle and Alison Geary of international law firm, WilmerHale, outline the implications of the Directive...

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