Financial Services

Contributors
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.
Paul Estlin has over 15 years’ experience in the financial services regulatory arena and has worked in private practice, in house and at the regulator- at Addleshaw Goddard, Eversheds, Shoosmiths and Rosenblatt Solicitors, where Paul headed up the firm’s Financial Services Regulatory practice; in legal and compliance roles at Standard Bank and Barclays Wealth; and at the Financial Services Authority and, before that, the Personal Investment Authority.
Prior to joining LexisNexis Michelle worked at Bingham McCutchen LLP as a financial services associate in Washington, DC and London. At Bingham, Michelle represented financial institutions in connection with regulatory investigations and enforcement actions and advised UK and foreign broker-dealers regarding doing business in the USA. Michelle spent 6 months on secondment at JP Morgan in New York.
About

Asset management

Featured Articles
Latest Articles
33618388_xl
17 Jul 2020

Financial Services analysis: Partners Ash Saluja and Sam Robinson, Senior Associate Tom Callaby and Associates Yasmin Johal and Maggie Lund of CMS discuss the recent...

SA-1019-028 925x286 Built Environment 5
7 Jul 2020

Financial Services analysis: Kate Binedell, partner, and Chris Ormond, associate director—knowledge development lawyer, at Bryan Cave Leighton Paisner discuss...

SA-1019-028 500x255 Banking and Finance 1
27 May 2020

Financial Services analysis: Melville Rodrigues, senior consultant—Fund Services, Ocorian, who is leading this initiative for a new fund proposal for the UK funds...

SA-1019-028 925x286 Banking and Finance 3
25 Sep 2017

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (including UCITS, NURS, QIS) when the Second...

SA-1019-028 925x286 Banking and Finance 3
12 Jul 2017

Will the Financial Conduct Authority’s (FCA) findings of weak pricing competition in the asset management market and proposed changes result in a more competitive...

SA-1019-028 925x286 Banking and Finance 23
19 Apr 2017

As the implementation of the recast Markets in Financial Instruments Directive (MiFID II) draws ever nearer, Michael McKee, partner, and Chris Whittaker, associate, of...

SA-1019-028 925x286 Banking and Finance 23
11 Jan 2017

Our panel of experts consider what lies ahead for financial services lawyers in 2017. The experts David Troman (DT)—head of financial services at PA Consulting Jane...

SA-1019-028 925x286 Banking and Finance 4
9 Dec 2016

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

SA-1019-028 925x286 Banking and Finance 14
6 Dec 2016

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns high on fund...

SA-1019-028 925x286 Banking and Finance 23
17 Aug 2016

Public Law analysis: What impact will the vote to leave the EU have on the Crown dependencies? Guy Coltman, partner, and Paul Tominey, associate, in Carey Olsen’s Jersey...

The Latest
The new prudential regime for investment firms: key points from the latest UK developments
Financial Services

Financial Services analysis: Partners Ash Saluja and Sam Robinson, Senior Associate Tom Callaby and Associates Yasmin Johal and Maggie Lund of CMS discuss the recent...

ESG for fund managers—legislative drivers, sustainability frameworks and practical points
Financial Services

Financial Services analysis: Kate Binedell, partner, and Chris Ormond, associate director—knowledge development lawyer, at Bryan Cave Leighton Paisner discuss...

Professional Investor Fund (PIF) explained
Financial Services

Financial Services analysis: Melville Rodrigues, senior consultant—Fund Services, Ocorian, who is leading this initiative for a new fund proposal for the UK funds...

Action required by investment firms in respect of research costs
Financial Services

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (including UCITS, NURS, QIS) when the Second...

FCA asset management market study: Final report and consultation
Financial Services

Will the Financial Conduct Authority’s (FCA) findings of weak pricing competition in the asset management market and proposed changes result in a more competitive...

MiFID II implementation—what’s next?
Financial Services

As the implementation of the recast Markets in Financial Instruments Directive (MiFID II) draws ever nearer, Michael McKee, partner, and Chris Whittaker, associate, of...

Financial Services—looking ahead to 2017
Financial Services

Our panel of experts consider what lies ahead for financial services lawyers in 2017. The experts David Troman (DT)—head of financial services at PA Consulting Jane...

Assessing asset managers’ competition—interim report findings
Financial Services

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

Implications of Brexit for financial services law and asset management
Financial Services

Businesses and their internal and external lawyers face a mixture of challenge and opportunity in the wake of Brexit, with access to markets concerns high on fund...

Brexit and the Crown dependencies—Jersey
Financial Services

Public Law analysis: What impact will the vote to leave the EU have on the Crown dependencies? Guy Coltman, partner, and Paul Tominey, associate, in Carey Olsen’s Jersey...

Trending Topics