Intermediated Securities: the “no look through” principle will work alongside necessary changes

Intermediated Securities: the “no look through” principle will work alongside necessary changes

Dorothy Livingston, consultant at Herbert Smith Freehills LLP, discusses the role of the “no look through” principle in the development of the law on intermediated securities, its practical value in dealing with transfers, creation of security and the settlement of disputes, as well as in trading in securities in international markets.

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JIBFL_2020_vol35_Issue_03_Mar_OFC 

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About the author:

Emma is head of the Banking and Finance team and the Finance Group at LexisNexis®UK.

Emma has wide-ranging experience in derivatives and capital markets with a particular emphasis on credit derivatives and structured products. Emma qualified as a solicitor with Allen & Overy LLP, working in the derivatives and structured finance teams in both their London and Paris offices before gaining experience with Deutsche Bank AG (advising the foreign exchange prime brokerage desk) and Crédit Agricole CIB (advising the fixed income and derivatives desk) before joining LexisNexis®.